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Description

Closed consultation on Cybersecurity Risk Management rules for Investment Advisers

On 11 April 2022, the consultation on the Cybersecurity Risk Management rules for Investment Advisers closes. The Securities and Exchange Commission (SEC) opened the consultation on 9 February 2022. In particular, the proposal would require advisers and funds to implement written policies that are designed to address cybersecurity risks, report cybersecurity incidents to the SEC, increase the necessary disclosures related to cybersecurity risks and incidents, and maintain cybersecurity-related records.

Original source

Scope

Policy Area
Data governance
Policy Instrument
Cybersecurity regulation
Regulated Economic Activity
other service provider
Implementation Level
national
Government Branch
executive
Government Body
other regulatory body

Complete timeline of this policy change

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2022-02-09
in consultation

The Securities and Exchange Commission (SEC) opened a consultation on new Cybersecurity Risk Manage…

2022-04-11
processing consultation

On 11 April 2022, the consultation on the Cybersecurity Risk Management rules for Investment Advise…

2023-03-15
under deliberation

On 15 March 2023, the Securities and Exchange Commission (SEC) announced the reopening of the consu…

2023-03-21
in consultation

On 21 March 2023, the public consultation reopens on the Securities and Exchange Commission (SEC) C…

2023-05-22
processing consultation

On 22 May 2023, the public consultation closes on the Securities and Exchange Commission (SEC) Cybe…