United States of America: Opened consultation on SEC Amendment on the definition of security exchange
Description
Opened consultation on SEC Amendment on the definition of security exchange
The US Security and Exchanges Commission opened a consultation on the draft amendment on the definition of security exchange. The proposal would request more Alternative Trading Systems (ATS) that trade government securities to register as exchanges…
Scope
Policy Area
Authorisation, registration and licensing
Policy Instrument
Business registration requirement
Regulated Economic Activity
other service provider
Implementation Level
national
Government Branch
executive
Government Body
other regulatory body
Complete timeline of this policy change
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2022-01-26
in consultation
2022-02-25
processing consultation
2022-05-09
in consultation