Reopened consultation on SEC Amendment on the definition of security exchange
On 9 May 2022, the US Security and Exchanges Commission reopened a consultation on the draft amendment on the definition of security exchange until 13 June 2022. The proposal would request more Alternative Trading Systems (ATS) that trade governmen…
Scope
Policy Area
Authorisation, registration and licensing
Policy Instrument
Business registration requirement
Regulated Economic Activity
other service provider
Implementation Level
national
Government Branch
executive
Government Body
other regulatory body
Complete timeline of this policy change
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2022-01-26
in consultation
The US Security and Exchanges Commission opened a consultation on the draft amendment on the defini…
2022-02-25
processing consultation
The US Security and Exchanges Commission closed the consultation on the draft amendment on the defi…
2022-05-09
in consultation
On 9 May 2022, the US Security and Exchanges Commission reopened a consultation on the draft amend…
2022-06-13
processing consultation
On 13 June 2022, the US Security and Exchanges Commission closed the consultation on the draft amen…