Progress

Current status
processing consultation
13 Jun 2022 processing consultation
09 May 2022 in consultation
25 Feb 2022 processing consultation
26 Jan 2022 in consultation

Scope

Implementers
United States of America
Policy Area
Authorisation, registration and licensing
Policy Instrument
Business registration requirement
Regulated Economic Activity
other service provider
Government Branch
executive
Government Body
other regulatory body
Implementation Level
national

Timeline of events

13 Jun 2022
processing consultation

Closed consultation on SEC Amendment on the definition of security exchange

On 13 June 2022, the US Security and Exchanges Commission closed the consultation on the draft amendment on the definition of security exchange. The proposal would request more Alternative Trading Systems (ATS) that trade government securities to re…

Source
Event type outline
Action type consultation closed
Government branch executive
Government body other regulatory body
09 May 2022
in consultation

Reopened consultation on SEC Amendment on the definition of security exchange

On 9 May 2022, the US Security and Exchanges Commission reopened a consultation on the draft amendment on the definition of security exchange until 13 June 2022. The proposal would request more Alternative Trading Systems (ATS) that trade governmen…

Source
Event type outline
Action type consultation opened
Government branch executive
Government body other regulatory body
25 Feb 2022
processing consultation

Closed consultation on SEC Amendment on the definition of security exchange

The US Security and Exchanges Commission closed the consultation on the draft amendment on the definition of security exchange. The proposal would request more Alternative Trading Systems (ATS) that trade government securities to register as exchang…

Source
Event type outline
Action type consultation closed
Government branch executive
Government body other regulatory body
26 Jan 2022
in consultation

Opened consultation on SEC Amendment on the definition of security exchange

The US Security and Exchanges Commission opened a consultation on the draft amendment on the definition of security exchange. The proposal would request more Alternative Trading Systems (ATS) that trade government securities to register as exchanges…

Source
Event type outline
Action type consultation opened
Government branch executive
Government body other regulatory body