United States of America: Issued ruling in SEC investigation against Brian Sewell and Rockwell Capital Management
Description
Issued ruling in SEC investigation against Brian Sewell and Rockwell Capital Management
On 2 February 2024, the Securities and Exchange Commission (SEC) announced a settlement in an investigation against Brian Sewell and his company, Rockwell Capital Management, for fraudulent practices related to a crypto trading scheme. The SEC's com…
Scope
Policy Area
Consumer protection
Policy Instrument
Fair marketing and advertising practice requirement
Regulated Economic Activity
other service provider
Implementation Level
national
Government Branch
executive
Government Body
consumer protection authority