United States of America: SEC Investigation against Brian Sewell and Rockwell Capital Management over fraudulent crypto trading scheme
Progress
Current status
in force
02 Feb 2024 in force
Scope
Implementers
United States of America
Policy Area
Consumer protection
Policy Instrument
Fair marketing and advertising practice requirement
Regulated Economic Activity
other service provider
Government Branch
executive
Government Body
consumer protection authority
Implementation Level
national
Timeline of events
Issued ruling in SEC investigation against Brian Sewell and Rockwell Capital Management
On 2 February 2024, the Securities and Exchange Commission (SEC) announced a settlement in an investigation against Brian Sewell and his company, Rockwell Capital Management, for fraudulent practices related to a crypto trading scheme. The SEC's com…
SourceEvent type
investigation
Action type
ruling
Government branch
executive
Government body
consumer protection authority