United States of America: Proposed SEC Rules on conflicts of interest associated with Predictive Data Analytics and AI technologies
Description
Proposed SEC Rules on conflicts of interest associated with Predictive Data Analytics and AI technologies
On 26 July 2023, the Securities and Exchange Commission (SEC) announced its proposed rules for requirements to address risks to investors from conflicts of interest associated with the use of predictive data analytics by broker-dealers and investmen…
Scope
Policy Area
Design and testing standards
Policy Instrument
Testing requirement
Regulated Economic Activity
ML and AI development, other service provider
Implementation Level
national
Government Branch
executive
Government Body
central government