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United States of America: SEC Rules on conflicts of interest associated with Predictive Data Analytics and AI technologies

Progress

Current status
under deliberation
26 Jul 2023 under deliberation

Scope

Implementers
United States of America
Policy Area
Design and testing standards
Policy Instrument
Testing requirement
Regulated Economic Activity
ML and AI development
other service provider
Government Branch
executive
Government Body
central government
Implementation Level
national

Timeline of events

26 Jul 2023
under deliberation

Proposed SEC Rules on conflicts of interest associated with Predictive Data Analytics and AI technologies

On 26 July 2023, the Securities and Exchange Commission (SEC) announced its proposed rules for requirements to address risks to investors from conflicts of interest associated with the use of predictive data analytics by broker-dealers and investmen…

Source
Event type order
Action type announcement
Government branch executive
Government body central government

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