United States of America: Reached settlement in SEC investigation into RSE Markets Inc. for allegedly operating as an unregistered securities exchange
Description
Reached settlement in SEC investigation into RSE Markets Inc. for allegedly operating as an unregistered securities exchange
On 12 July 2023, the US Securities and Exchange Commission (SEC) announced that it has agreed to settle charges against RSE Markets Inc. for allegedly operating as an unregistered securities exchange. Under the reached settlement, RSE Markets Inc.'s…
Scope
Policy Area
Authorisation, registration and licensing
Policy Instrument
Business registration requirement
Regulated Economic Activity
platform intermediary: e-commerce, platform intermediary: other
Implementation Level
national
Government Branch
executive
Government Body
other regulatory body