United States of America: SEC investigation into Fidelity's application to list and trade shares of the Fidelity Ethereum Fund
Progress
Current status
processing consultation
21 Dec 2023 processing consultation
30 Nov 2023 in consultation
Scope
Implementers
United States of America
Policy Area
Authorisation, registration and licensing
Policy Instrument
Operational license requirement
Regulated Economic Activity
digital payment provider (incl. cryptocurrencies)
Government Branch
executive
Government Body
other regulatory body
Implementation Level
national
Timeline of events
Closed consultation on the application of Fidelity to list and trade shares of the Fidelity Ethereum Fund
On 21 December 2023, the Securities and Exchange Commission (SEC) closed the consultation on Fidelity's application to list and trade shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4). This proposal to list and trade shares seeks to cl…
SourceEvent type
investigation
Action type
consultation closed
Government branch
executive
Government body
other regulatory body
Opened consultation on the application of Fidelity to list and trade shares of the Fidelity Ethereum Fund
On 30 November 2023, the Securities and Exchange Commission (SEC) opened a consultation on Fidelity's application to list and trade shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4) until 21 December 2023. This proposal to list and tra…
SourceEvent type
investigation
Action type
consultation opened
Government branch
executive
Government body
other regulatory body