Progress

Current status
processing consultation
05 Jun 2023 processing consultation
05 Apr 2023 in consultation
15 Mar 2023 under deliberation

Scope

Implementers
United States of America
Policy Area
Data governance
Policy Instrument
Cybersecurity regulation
Regulated Economic Activity
other service provider
Government Branch
executive
Government Body
other regulatory body
Implementation Level
national

Timeline of events

05 Jun 2023
processing consultation

Closed consultation on SEC proposal with new requirements to address cybersecurity risks to the securities markets

On 5 June 2023, the US Securities and Exchange Commission (SEC) closed its consultation on its new requirements for several market entities to address their cybersecurity risks, which it proposed on 15 March 2023. In particular, the market entities …

Source
Event type order
Action type consultation closed
Government branch executive
Government body other regulatory body
05 Apr 2023
in consultation

Opened consultation on SEC proposal with new requirements to address cybersecurity risks to the securities markets

On 5 April 2023, the US Securities and Exchange Commission (SEC) opened a consultation until 5 June 2023 on its new requirements for several market entities to address their cybersecurity risks, which it proposed on 15 March 2023. In particular, the…

Source
Event type order
Action type consultation opened
Government branch executive
Government body other regulatory body
15 Mar 2023
under deliberation

Announced SEC proposal with new requirements to address cybersecurity risks to the securities markets

On 15 March 2023, the US Securities and Exchange Commission (SEC) proposed new requirements for several market entities to address their cybersecurity risks. In particular, the market entities would include broker-dealers, clearing agencies, major s…

Source
Event type order
Action type announcement
Government branch executive
Government body other regulatory body