United States of America: Safeguarding Advisory Client Assets Rule including Increased protection of crypto investments

On 8 May 2023, the public consultation closed on the Securities and Exchange Commission's (SEC) proposed rulemaking on Safeguarding Advisory Client Assets. The stated goal of the proposed rules, according to the SEC, is the increased protection of …

On 9 March 2023, the public consultation opened on the Securities and Exchange Commission (SEC) proposed rulemaking on Safeguarding Advisory Client Assets until 8 May 2023. The stated goal of the proposed rules, according to the SEC, is the increase…

On 15 February 2023, the Securities and Exchange Commission (SEC) published its proposal on new safeguarding rules for cryptocurrencies and other investments. Along with the publication of the proposal, a consultation period will be opened that will…