On 27 March 2024, the Securities and Exchange Commission (SEC) adopted a rule amending section 203A-2(e) under the Investment Advisers Act of 1940, permitting certain investment advisers to register with the SEC. The rule redefines the conditions se…
SourceOn 26 July, the Securities and Exchange Commission (SEC) published a proposed Amendment to Rule 203A-2(e) under the Investment Advisers Act of 1940. Under the current framework, advisers may not register with the SEC, and it provides few exceptions.…
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