Progress

Current status
adopted
07 Feb 2023 adopted

Scope

Implementers
United States of America
Policy Area
Data governance
Policy Instrument
Cybersecurity regulation
Regulated Economic Activity
digital payment provider (incl. cryptocurrencies)
other service provider
Government Branch
executive
Government Body
central government
Implementation Level
national

Timeline of events

07 Feb 2023
adopted

Adopted 2023 Examination Priorities Report by SEC including Cybersecurity Standards

On 7 February 2023, the Securities and Exchange Commission (SEC) released a report on its Examination Priorities of 2023. The SEC stated that it would investigate broker-dealers and registered investment advisors (RIA) use of emerging technologies …

Event type outline
Action type adoption
Government branch executive
Government body central government