United States of America: Investigation into Morgan Stanley's Personal Data Protection
Progress
Current status
in force
20 Sep 2022 in force
Scope
Implementers
United States of America
Policy Area
Data governance
Policy Instrument
Cybersecurity regulation
Regulated Economic Activity
other service provider
Government Branch
executive
Government Body
other regulatory body
Implementation Level
national
Timeline of events
Fined Morgan Stanley for failure to protect personal data
On 20 September 2022, the Securities and Exchange Commission (SEC) announced that it fined Morgan Stanley Smith Barney LLC for multiple failures to protect the personal data of around 15 million customers over a period starting in 2015. SEC announce…
Event type
investigation
Action type
ruling
Government branch
executive
Government body
other regulatory body