Activity Tracker

The DPA Activity Tracker provides our latest information on developments in legislatures, judiciaries and the executive branches of G20, EU member states and Switzerland.

21 events advancing 17 policy or regulatory changes:

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21 events advancing 17 policy or regulatory changes:
under deliberation

SEC investigation into Novagant Corp and Highway Holdings Limited for limited access to corporate records

Latest event Date: 2022-08-05 investigation announcement
SEC includes Novagant Corp and Highway Holdings Limited in the conclusive list of issuers identified under the Holding Foreign Companies Accountable Act

On 5 August 2022, the United States (US) Securities and Exchange Commission (SEC) opened an investigation into Novagant Corp and Highway Holdings Limited for failing to disclose financial audits and provide documents demonstrating that the companie…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity technological consumer goods
under deliberation

SEC investigation into Onion Global Limited for limited access to corporate records

Latest event Date: 2022-07-25 investigation announcement
SEC includes Onion Global Limited in the conclusive list of issuers identified under the Holding Foreign Companies Accountable Act

On 25 July 2022, the United States (US) Securities and Exchange Commission (SEC) opened an investigation into Onion Global Limited for failing to disclose financial audits and provide documents demonstrating that the company is not controlled by a g…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity platform intermediary: other
under deliberation

SEC investigation into TAL Education Group and Mercurity Fintech Holding for limited access to corporate records

Latest event Date: 2022-07-19 investigation announcement
SEC includes AL Education Group and Mercurity Fintech Holding in the conclusive list of issuers identified under the Holding Foreign Companies Accountable Act

On 19 July 2022, the United States (US) Securities and Exchange Commission (SEC) opened an investigation into AL Education Group and Mercurity Fintech Holding for failing to disclose financial audits and provide documents demonstrating that the comp…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into FingerMotion for limited access to corporate records

Latest event Date: 2022-06-30 investigation announcement
SEC includes FingerMotion in the conclusive list of issuers identified under the Holding Foreign Companies Accountable Act

On 30 June 2022, the United States (US) Securities and Exchange Commission (SEC) opened an investigation into FingerMotion for failing to disclose financial audits and demonstrate that it is not controlled by a government entity. The company process…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into Wave Sync Corp for limited access to corporate records

Latest event Date: 2022-06-24 investigation announcement
SEC includes Wave Sync Corp in the conclusive list of issuers identified under the Holding Foreign Companies Accountable Act

On 24 June 2022, the United States (US) Securities and Exchange Commission (SEC) opened an investigation into Wave Sync Corp for failing to disclose financial audits and demonstrate that it is not controlled by a government entity. The list is based…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into 8 companies for limited access to corporate records

Latest event Date: 2022-06-14 investigation announcement
SEC Identifies 8 Chinese companies under Holding Foreign Companies Accountable Act

On 14 June 2022, the United States (US) Securities and Exchange Commission (SEC) identified 8 companies, that risk being removed from US exchanges for failing to disclose financial audits and whether they are controlled by a government entity. The l…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into Plastec Technologies for limited access to corporate records

Latest event Date: 2022-06-07 investigation announcement
SEC includes Plastec Technologies in the conclusive list of issuers identified under the Holding Foreign Companies Accountable Act

On 7 June 2022, the United States (US) Securities and Exchange Commission (SEC) opened an investigation into Plastec Technologies for failing to disclose financial audits and demonstrate that it is not controlled by a government entity. The list is …

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into 11 further companies for limited access to corporate records

Latest event Date: 2022-06-01 investigation announcement
SEC Identifies 11 Chinese companies under Holding Foreign Companies Accountable Act

On 1 June 2022, the US Securities and Exchange Commission (SEC) identified 11 companies, most of which are Chinese, that risk being removed from US exchanges for failing to disclose financial audits and whether they are controlled by a government en…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into 88 companies for limited access to corporate records

Latest event Date: 2022-05-26 investigation announcement
SEC Identifies 88 Chinese companies under Holding Foreign Companies Accountable Act

On 26 May 2022, the United States (US) Securities and Exchange Commission (SEC) identified 88 companies, most of which are Chinese, that risk being removed from US exchanges for failing to disclose financial audits and whether they are controlled by…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
under deliberation

SEC investigation into 17 companies for limited access to corporate records

Latest event Date: 2022-05-13 investigation announcement
SEC Identifies 17 companies under Holding Foreign Companies Accountable Act

On 13 May 2022, the US Securities and Exchange Commission (SEC) identified 17 companies, most of which are Chinese, that risk being removed from US exchanges for failing to disclose financial audits and whether they are controlled by a government en…

Implementer
United States of America
Policy area Data governance
Policy or regulatory element Cross-border data transfer regulation
Economic activity cross-cutting
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